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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

130 Wylderose Dr, Midlothian, VA 23113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 07/2013 08/2023
Minnesota Life St. Paul MN 07/2013 08/2023
Virginia Asset Management Midlothian VA 07/2013 Present
Cetera Wealth Services, Llc Midlothian VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Genesis Holdings, Llc Midlothian VA 07/2026 Present
  • 07/2013 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 07/2013 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 07/2013 → Present
    Virginia Asset Management
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Midlothian, VA
  • 08/2023 → Present
    Schaumburg, IL
  • 07/2026 → Present
    Genesis Holdings, Llc
    Midlothian, VA
Previous Registrations
  • 2013-11-19 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    St. Paul, MN
Other Businesses

1. FOOTBALL/BASKETBALL OFFICIAL POSITION: Independent Contractor NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/15/1994 ADDRESS: 7153 Autumn Ridge Lane, Mechanicsville VA 23111, United States DESCRIPTION: For High School, I am a member of a local organization that is responsible for assigning officials to the area basketball & football games; two separate organizations. For NCAA, I am a member of a football official's association primarily servicing the Mountain East Conference and the Presidents Athletic Conference. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 07/1995, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2013 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES; 4. NAME OF OTHER BUSINESS: GENESIS HOLDINGS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: HANOVER EDUCATION FOUNDATION ; INVESTMENT RELATED: NO ADDRESS: 200 BERKLEY ST ATTN: HEF ASHLAND, VA 23005 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 08/03/2026 ; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS:1 ; BRIEF DESCRIPTION OF DUTIES: DUTIES AS ASSINGED BY THE BOARD, ACT IN PLACE OF THE PRESIDENT WHEN NOT AVAILABLE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-15
S63 Uniform Securities Agent State Law Examination 2012-11-26
  • S65 Uniform Investment Adviser Law Examination
    2013-11-15
  • S63 Uniform Securities Agent State Law Examination
    2012-11-26
Designations

View on SEC IAPD

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