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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-12
  • GA RA
    APPROVED
    Since 2025-08-12

Branch Locations

Atlanta, GA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 04/2012 01/2023
Wells Fargo Clearing Services, Llc St. Louis MO 10/2013 01/2023
J.P. Morgan Securities Llc Atlanta GA 02/2023 07/2024
Jpmorgan Chase Bank, N.A. Atlanta GA 02/2023 07/2024
Kaizen Travels Llc Atlanta GA 06/2018 Present
Tiaa Atlanta GA 07/2024 07/2025
Tiaa-Cref Individual & Institutional Services, Llc Atlanta GA 07/2024 07/2025
Empower Financial Services, Inc Greenwood Village CO 07/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 07/2025 Present
Previous Registrations
Other Businesses

Name: Kaizen Travels LLC Position: Co-Founder Nature: The organization is a travel club where my wife Ashley and I plan a group trip each year. We are not travel agents and no products/services are offered. The trip is "social" and group members attend to meet new people and enjoy vacation with like-minded individuals. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 06/27/2018 Address: Home Address, Atlanta GA 30331, United States Description: Coordinate the hotel reservations for group members

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-15
S63 Uniform Securities Agent State Law Examination 2014-03-08
  • S66 Uniform Combined State Law Examination
    2017-09-15
  • S63 Uniform Securities Agent State Law Examination
    2014-03-08
Other Names
  • Carl Edward Merritt
  • Carl E Merrit
  • Carl E Merritt
  • Carl Merritt

View on SEC IAPD

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