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620 Mabry Hood Rd Suite 301, Knoxville, TN 37932 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-15 |
Branch Locations
325 Gold Street Ste 706 #116, Brooklyn, NY 11201 • United States
620 Mabry Hood Rd Suite 301, Knoxville, TN 37932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cramer Rosenthal Mcglynn Llc | New York | NY | 05/2005 | 07/2021 |
| Alps Distributors, Inc. | Denver | CO | 07/2010 | 07/2021 |
| Commonwealth Financial Network | Rhinebeck | NY | 10/2021 | 09/2022 |
| Truth Initiative | Washington | DC | 07/2021 | 09/2025 |
| Dtrt Wealth, Llc | Wilmington | DE | 08/2024 | Present |
| Tobacco Free Portfolios Foundation | New York | NY | 07/2021 | Present |
| Third Eye Associates, Ltd | Red Hook | NY | 10/2025 | 05/2026 |
| Hawkwind Wealth Advisory Llc | Brooklyn | NY | 05/2026 | Present |
| Visionary Horizons, Llc | Knoxville | TN | 05/2026 | Present |
| Stonehaven, Llc | New York | NY | 08/2024 | 09/2025 |
(1. Tobacco Free Portfolios Foundation (USA); Not investment-related; New York, NY; Non-profit organization; Position: USA Director for the Tobacco Free Portfolios Foundation (USA), consultant; Start: 07/2021; Time spent: maximum of 40 hours per month, typically not during trading hours; Duties: advocate for and engage with major financial institutions to promote tobacco-free finance policies. (2. DTRT Wealth LLC; Not investment-related; Wilmington, DE; Entity through which compensation for consulting is received; Managing Member; Start: 08/2024; Time spent: commensurate with time spent consulting for Tobacco Free Portfolios Foundation (USA) above.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-21 |
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