David F Carter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 06/2022
  Jp Morgan Chase Bank
  Streamwood Rt 59, IL
• 10/2012 → 06/2022
  J.P. Morgan Securities Llc
  Streamwood, IL
• 06/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Deer Park, IL

Exams

• S66 Uniform Combined State Law Examination
  2022-08-31
• S63 Uniform Securities Agent State Law Examination
  2012-05-22

Other Names

• David F Carter
• David F Carter
• David Frederick Carter