Philip W Thomas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-10-16
MD	RA	APPROVED	2012-06-26

TX RA
APPROVED

Since 2013-10-16
MD RA
APPROVED

Since 2012-06-26

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	Baltimore	MD	03/2012	Present
Bank Of America, N.A.	Baltimore	MD	09/2012	Present

03/2012 → Present

Merrill Lynch, Pierce, Fenner And Smith Incorporated

Baltimore, MD
09/2012 → Present

Bank Of America, N.A.

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-22

S66 Uniform Combined State Law Examination

2012-06-22

Other Names

Philip Wendell Thomas

View on SEC IAPD

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