Stanley Richard Bruno

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-01
CA	RA	APPROVED	2012-09-26

TX RA
APPROVED_RES

Since 2017-03-01
CA RA
APPROVED

Since 2012-09-26

Branch Locations

Dana Point, CA • United States

22954 El Toro Road, Lake Forest, CA 92630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance	Lake Forest	CA	04/2012	Present

04/2012 → Present

Royal Alliance

Lake Forest, CA

Other Businesses

1. STANLEY R. BRUNO POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: YES NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/02/2014 ADDRESS: 22954 EL TORO RD, LAKE FOREST CA 92630; DESCRIPTION: SALES OF FIXED ANNUITIES AND FIXED LIFE INSURANCE 2. BRUNO ASSET MANAGEMENT LLC POSITION: President NATURE: Limited Liability Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2016 ADDRESS: 22954 El Toro Rd, Lake Forest CA 92630, United States; DESCRIPTION: This is an entity my CPA advised me to open and use for my personal tax planning.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-05

S66 Uniform Combined State Law Examination

2012-09-05

Other Names

Stanley Richard Bruno
Stanley R Bruno

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