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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-23
TX RA APPROVED 2016-04-22
  • OH RA
    APPROVED
    Since 2016-04-23
  • TX RA
    APPROVED
    Since 2016-04-22

Branch Locations

6065 Frantz Road Suite 106, Dublin, OH 43017 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Dublin OH 04/2016 Present
Private Advisor Group, Llc Dublin OH 04/2016 Present
Previous Registrations
  • 2012-08-10 → 2016-05-03
    Waddell & Reed
    Dublin, OH
Other Businesses

1) 04/04/2016 - 54 Financial Group Ltd - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)- start: 3/14/2016 - 30% 2) 05/10/2016 * Private Advisor Group * Registered Investment Advisor DBA * (Hybrid) 54 Financial Group Ltd * inv rel * at reported business location(s) * IAR * time spent 30% 3) 05/10/2016 * Private Advisor Group * Registered Investment Advisor * (Hybrid) Private Advisor Group* inv rel * at reported business location(s) * IAR* * time spent 30%. 4) 8/22/2018 - Burke Family Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date:06/06/2013 - 0 Hours Per Month/0 Hours During Trading. 5) 5/17/2019 - EPF Financial, LLC - Not Investment Related - Location/Address: N/A. No services are being provided. - Business Entity For Tax/Investment Purposes Only - Start Date: 03/21/2019 - 0 Hours per Month - LPL Commissions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-15
  • S66 Uniform Combined State Law Examination
    2015-07-15
Other Names
  • Evan P Franckhauser

View on SEC IAPD

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