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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-04-23 |
| TX | RA | APPROVED | 2016-04-22 |
Branch Locations
6065 Frantz Road Suite 106, Dublin, OH 43017 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dublin | OH | 04/2016 | Present |
| Private Advisor Group, Llc | Dublin | OH | 04/2016 | Present |
1) 04/04/2016 - 54 Financial Group Ltd - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)- start: 3/14/2016 - 30% 2) 05/10/2016 * Private Advisor Group * Registered Investment Advisor DBA * (Hybrid) 54 Financial Group Ltd * inv rel * at reported business location(s) * IAR * time spent 30% 3) 05/10/2016 * Private Advisor Group * Registered Investment Advisor * (Hybrid) Private Advisor Group* inv rel * at reported business location(s) * IAR* * time spent 30%. 4) 8/22/2018 - Burke Family Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date:06/06/2013 - 0 Hours Per Month/0 Hours During Trading. 5) 5/17/2019 - EPF Financial, LLC - Not Investment Related - Location/Address: N/A. No services are being provided. - Business Entity For Tax/Investment Purposes Only - Start Date: 03/21/2019 - 0 Hours per Month - LPL Commissions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-15 |
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