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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-30 |
| NJ | RA | APPROVED | 2026-04-29 |
| NY | RA | APPROVED | 2026-04-29 |
| FL | RA | APPROVED | 2026-04-24 |
Branch Locations
3450 Clark Road, Sarasota, FL 34231 • United States
301 East Pine Street 10Th Floor, Orlando, FL 32801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Webster Groves | MO | 06/2013 | 10/2025 |
| Td Private Client Wealth Llc | Deland | FL | 04/2026 | Present |
| Unemployed | New Smyrna Beach | FL | 10/2025 | 04/2026 |
| Td Bank N.A. | Deland | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-26 |
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