Zhen Cao

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2019-07-10
NJ	RA	APPROVED	2019-04-09
DE	RA	APPROVED	2019-04-08
PA	RA	APPROVED	2018-08-17

MD RA
APPROVED

Since 2019-07-10
NJ RA
APPROVED

Since 2019-04-09
DE RA
APPROVED

Since 2019-04-08
PA RA
APPROVED

Since 2018-08-17

Branch Locations

831 W Lancaster Ave 1F, Bryn Mawr, PA 19010 • United States

Berwyn, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zhen Cao Insurance Agency	Ardmore	PA	10/2012	10/2021
State Farm Vp Management Corp.	Ardmore	PA	10/2012	10/2021
State Farm Investment Management Corp	Ardmore	PA	08/2018	10/2021
State Farm Investment Management Corp	Bryn Mawr	PA	10/2021	Present
State Farm Vp Management Corp.	Bryn Mawr	PA	10/2021	Present
Zhen Cao Insurance Agency	Bryn Mawr	PA	10/2021	Present

10/2012 → 10/2021

Zhen Cao Insurance Agency

Ardmore, PA
10/2012 → 10/2021

State Farm Vp Management Corp.

Ardmore, PA
08/2018 → 10/2021

State Farm Investment Management Corp

Ardmore, PA
10/2021 → Present

State Farm Investment Management Corp

Bryn Mawr, PA
10/2021 → Present

State Farm Vp Management Corp.

Bryn Mawr, PA
10/2021 → Present

Zhen Cao Insurance Agency

Bryn Mawr, PA

Other Businesses

1) GTTTL LLC; non-investment related; 831 W Lancaster Ave Bryn Mawr, PA 19010; LLC is only for ownership of this building which will be used for my agency and another tenant. ; Owner; 06/25/2021; 1;0 2) Zhen Cao's Insurance Agency; Insurance Agency; Investment-related; 831 W Lancaster Ave Ste 1F Bryn Mawr, PA 19010-3337; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2012; 80; 80; Service customers and supervise employees.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-06-09

S63 Uniform Securities Agent State Law Examination

2012-06-09

Designations

Chartered Financial Consultant

Other Names

Simon Cao

View on SEC IAPD