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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-15 |
Branch Locations
2 Cloister Ct., Sinking Spring, PA 19608 • United States
1080 Chestnut St, Emmaus, PA 18049 • United States
15093 Kutztown Rd, Kutztown, PA 19530 • United States
7627 Tilghman Street, Allentown, PA 18106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 06/2015 | 08/2020 |
| Santander Securities, Llc | Dorchester | MA | 07/2016 | 08/2020 |
| Citizens Securities, Inc. | Trappe | PA | 12/2020 | 05/2021 |
| Unemployed | N/A | PA | 08/2020 | 12/2020 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2021 | 05/2025 |
| Lpl Financial Llc | Kutztown | PA | 05/2025 | Present |
1- 05/15/2025 - First Commonwealth Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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