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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-17 |
| NJ | RA | APPROVED | 2026-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | New York | NY | 03/2015 | 11/2020 |
| Pimco Investment Management Company Llc | New York | NY | 03/2015 | 11/2020 |
| Fidelity Investments | Shrewsbury | NJ | 11/2020 | 11/2024 |
| Charles Schwab & Co.,Inc | Hollywood | FL | 11/2024 | Present |
| Charles Schwab Bank | Morristown | NJ | 11/2024 | 04/2026 |
| Schwab Wealth Advisory Inc. | Hollywood | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-20 |
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