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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ctbc Bank | Flushing | NY | 09/2013 | 03/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 11/2013 | Present |
| Cetera Investment Advisers Llc | Flushing | NY | 05/2015 | 03/2018 |
| Ctbc Bank | Irvine | CA | 04/2016 | Present |
| Cetera Investment Advisers Llc | Irvine | CA | 04/2016 | Present |
1.) JAHH ASSET HOLDINGS LLC, REAL ESTATE INVESTMENT, 50% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-22 |
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