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1734 E. Boston St. Ste. 103, Gilbert, AZ 85295 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED | 2026-01-06 |
Branch Locations
1734 E. Boston St. Ste. 103, Gilbert, AZ 85295 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Phoenix | AZ | 11/2015 | 08/2017 |
| Coastal Investment Advisors, Inc (Dba Legend Capital Group) | Wilmington | DE | 08/2017 | 08/2019 |
| Changepath, Llc | Leawood | KS | 08/2019 | 06/2023 |
| Brightguide Financial | Scottsdale | AZ | 09/2025 | Present |
| Ae Wealth Management | Topeka | KS | 06/2023 | 01/2026 |
1.) BrightGuide Financial; Yes Investment Related;1734 E. Boston St. Suite 103, Gilbert, AZ 85295; Insurance Sales; CEO; START DATE: 6/2023; Approx.80hours a month; Approx. 80 hours during trading; Insurance Sales and Services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-13 |
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