Francisco J. Uriarte

Employer firm

Connelly Capital Management LLC CRD 324104

$1.05B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 02/2018
  Aireko Capital
  Guaynabo, PR
• 02/2023 → Present
  Esp Capital Advisors
  Guaynabo, PR
• 12/2022 → Present
  Connelly Capital Management
  Guaynabo, PR
• 09/2025 → Present
  Connelly Capital Securities Llc
  Guaynabo, PR
• 03/2018 → 02/2023
  Esp Advisors, Llc
  San Juan, PR

Other Businesses

Name: Connelly Capital Securities Investment-related: Yes Address: 2 Calle GAM Tower, Suite 401, Guaynabo, PR 00968 Nature: Broker Dealer Position and/or Title: Co-President, Member Start Date: 09/2025 Hours/month Devoted to Business: 40hrs Hours/day Devoted During Market Hours (9:30am-4pm ET): 40hr Specific Job Functions/Duties: Manage the overall affairs of the business Name: Connelly Capital Management Investment-related: Yes Address: 2 Calle GAM Tower, Suite 401, Guaynabo, PR 00968 Nature: Registered Investment Advisor Position and/or Title: Managing Member Start Date: 11/2021 Hours/month Devoted to Business: 40hrs Hours/day Devoted During Market Hours (9:30am-4pm ET): 40hr Specific Job Functions/Duties: Manage the overall affairs of the business Name: ESP Capital Advisors Investment-related: Yes Address: 2 Calle GAM Tower, Suite 401, Guaynabo, PR 00968 Nature: M&A Advisor Position and/or Title: Managing Member Start Date: 12/2022 Hours/month Devoted to Business: 20hrs Hours/day Devoted During Market Hours (9:30am-4pm ET): 20hr Specific Job Functions/Duties: Manage the overall affairs of the business Name: Latino Corporate Directors Association Investment-related: Yes Address: 1032 15th St NW #1377, Washington, DC 20005, United States Nature: Nonprofit organization promoting Latino representation on corporate boards Position and/or Title: Member of Investment Subcommittee Start Date: 2022 Hours/month Devoted to Business: 10hrs Hours/day Devoted During Market Hours (9:30am-4pm ET): 1hrs Specific Job Functions/Duties: Analize alternatives for a $1.5M portfolio and make recommendations to the Investment Committee For each of the following OBAs, all of which are not investment related, I serve as a member of the board of directors, providing strategic oversight and/or guidance. Each position takes up approximately 10 hours/month, 1 of which occurs during trading hours. Name: CIB LLC Address: Calle B #692, Urb. Industrial Mario Juliá, Puerto Nuevo, San Juan, PR 00920-2020 Nature: Industrial distributor of pipe, valves, fittings, valve automation, pipe tools, and related materials Start Date: 12/2024 Name: ISO Solar Address: 1255 Av. Juan Ponce de León, San Juan, PR Nature: Solar energy systems installer Position and/or Title: Member of Board of Directors Start Date: 03/2025 Name: Resolve Holding Corporation Address: 33 CALLE RESOLUCION, SUITE 702, SAN JUAN, PR, 00920 Nature: Insurance Position and/or Title: Member of Board of Directors Start Date: 2009 Name: Guayacán Endowment Fund Address: 268 Luis Muñoz Rivera Ave. San Juan, PR 00918 Nature: Nonprofit endowment that supports entrepreneurship Position and/or Title: Member of Board of Directors Start Date: 2002 Name: Enterprize Events, Inc Address: Corporate Office Park 36 Road 20, Suite 707 Guaynabo, Puerto Rico, 00966 Nature: Nonprofit endowment that supports entrepreneurship Position and/or Title: Member of Board of Directors Start Date: 2006 Name: Grupo Guayacán, Inc. Address: 268 Luis Muñoz Rivera Ave. San Juan, PR 00918 Nature: Non-profit for entrepreneurial ecosystem development Position and/or Title: Member of Board of Directors Start Date: 2022 Name: West, LLC Address: 1715 Avenida Ponce de León, Suite S-1, San Juan, PR 00909 Nature: Construction company Position and/or Title: Member of Board of Directors Start Date: 2022 Name: Puerto Rico Medical Defense Insurance Company, Inc. Address: PO Box 366279, San Juan, PR 00936 Nature: Medical malpractice insurance business Position and/or Title: Member of Board of Directors Start Date: 2009 Name: Jump All In Program by Lote 23 LLC Address: 1715 Ave. Ponce de León, Suite 1, San Juan, PR 00909 Nature: Non-profit for culinary business development Position and/or Title: Member of Board of Directors Start Date: 2023

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-12-12
• S65 Uniform Investment Adviser Law Examination
  2024-03-11