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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-11
TX RA APPROVED 2021-12-11
  • PA RA
    APPROVED
    Since 2021-12-11
  • TX RA
    APPROVED
    Since 2021-12-11

Branch Locations

100 Vanguard Blvd., Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2012 Present
Ann Taylor Loft Exton PA 08/2016 11/2017
  • 04/2012 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2016 → 11/2017
    Ann Taylor Loft
    Exton, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BOULEVARD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 2012-06-20
  • S66 Uniform Combined State Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    2012-06-20
Other Names
  • Julie Lynch

View on SEC IAPD

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