Shane Alan Grau

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-19
KS	RA	APPROVED	2022-07-08

TX RA
APPROVED

Since 2022-08-19
KS RA
APPROVED

Since 2022-07-08

Branch Locations

404 Sw 9Th St Suite 3, Topeka, KS 66612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Wichita	KS	02/2013	Present
New York Life Insurance Co.	Wichita	KS	04/2012	Present
Harper Financial Strategies, Llc	Topeka	KS	09/2015	09/2017
Grau Financial Strategies	Topeka	KS	09/2021	Present
Eagle Strategies Llc	Topeka	KS	07/2022	Present

02/2013 → Present

Nylife Securities Llc

Wichita, KS
04/2012 → Present

New York Life Insurance Co.

Wichita, KS
09/2015 → 09/2017

Harper Financial Strategies, Llc

Topeka, KS
09/2021 → Present

Grau Financial Strategies

Topeka, KS
07/2022 → Present

Eagle Strategies Llc

Topeka, KS

Other Businesses

[NAIFA Topeka ; local affiliate chapter. Industry organization; 825 S Kansas Ave, Topeka, KS 66612; Start Date 08/2014; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours; support topeka community and state of kansas area in helping facilitate in-person engagement for those area's naifa members and enhance the value of all components of NAIFA membership.] [NAIFA Kansas; Naifa state of kansas board member. national association of insurance and financial advisors board member for state of kansas; 825 S Kansas Ave, Topeka, KS 66612; Start Date 10/2023; Role/Title: Board Member; Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS.; 112 SW 6TH AVE STE 406 TOPEKA KS 66613; START DATE 07/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: COMMISSIONS] [OPERATING UNDER THE DBA NAME OF GRAU FINANCIAL STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; TOPEKA, KS; START DATE: 09/2021]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-05-20

S63 Uniform Securities Agent State Law Examination

2013-05-20

Designations

View on SEC IAPD