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Jeffrey Jay Mccauley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-15
AR RA APPROVED 2012-06-15
  • TX RA
    APPROVED
    Since 2013-01-15
  • AR RA
    APPROVED
    Since 2012-06-15

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Little Rock AR 03/2012 Present
Bank Of America, N.A. Little Rock AR 08/2012 Present
  • 03/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Little Rock, AR
  • 08/2012 → Present
    Bank Of America, N.A.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-14
  • S66 Uniform Combined State Law Examination
    2012-06-14

View on SEC IAPD

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