Jose Wilfredo Palacios

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 01/2021
  Bbva Securities Inc.
  Houston, TX
• 10/2018 → 01/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 09/2018 → 01/2021
  Compass Bank
  Birmingham, AL
• 02/2014 → 08/2018
  Jp Morgan Securities Llc
  Houston, TX
• 10/2010 → 08/2018
  Jp Morgan Chase Bank
  Houston, TX
• 02/2021 → 08/2023
  Lpl Financial Llc
  Houston, TX
• 02/2021 → 08/2023
  Texas Dow Employee Cu
  Houston, TX
• 10/2023 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2021-03-24 → 2023-08-21
  Lpl Financial Llc
  Houston, TX
  Sugar Land, TX
  Missouri City, TX
  Katy, TX
  Shenandoah, TX
  Pasadena, TX

Other Businesses

1)02/02/2021 - TDECU Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2021

Exams

• S66 Uniform Combined State Law Examination
  2021-03-22
• S63 Uniform Securities Agent State Law Examination
  2014-04-11

Other Names

• Jose Wilfredo Palacios
• Jose Palacios