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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-03-22
  • OH RA
    APPROVED
    Since 2017-03-22

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

159 N Main St. Suite E, Bowling Green, OH 43402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Bowling Green OH 01/2016 02/2017
Mml Investors Services Bowling Green OH 01/2016 02/2017
Money Concepts Capital Corp. Perrysburg OH 03/2017 Present
  • 01/2016 → 02/2017
    Massmutual
    Bowling Green, OH
  • 01/2016 → 02/2017
    Mml Investors Services
    Bowling Green, OH
  • 03/2017 → Present
    Perrysburg, OH
Previous Registrations
Other Businesses

1. Weddings For The Ages, LLC, 510 Harvest Lane, Bowling Green, OH 43402. Owner. Start Date: 12/2013. Officiate weddings. Non-investment related, 1-20% time spent on activity during non-securities hrs. 2. Outside Insurance Brokerage (MassMutual) (Legacy), 7150 W. Central Ave. Suite 100, Toledo, OH 43617. Charity, Agent, only trail business for MassMutual. Non-investment related, 1-10% time spent on activity during non-securities hrs. 3. Vice Pres. of BNI Chapter, since 10/15/2025 Charity, officer, 3. PTO, effective 5/1/2024, 515 Sand Ridge, Bowling Green, OH 43402. School PTO, Charity, Non-investment related, 1-10% time spent on activity during securities hrs. 4. Vice Pres. of BNI Chapter, since 10/15/2025 Charity, officer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 5. BG SONG (Save Our Neighborhoods Group) board member, since 12/225, non-profit, 200 North Summit St., Bowling Green, OH 43402. Non-investment related, 1-10% time spent on activity during non-securities hrs. 6. The Cocoon, since 3/25/2026, P.O. Box 1165, Bowing Green, OH 43402. Charity, Director, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-13
  • S63 Uniform Securities Agent State Law Examination
    2015-05-13
Other Names
  • Atonn Gregory Edward Smeltzer
  • Atonn G Smeltzer

View on SEC IAPD

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