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Efrain Torres

Tiaa-Cref Individual & Institutional Services, LLC

Princeton, NJ

New York, NY

CRD 4188789

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-06
NY RA APPROVED 2025-03-19
  • NJ RA
    APPROVED
    Since 2026-01-06
  • NY RA
    APPROVED
    Since 2025-03-19

Branch Locations

Princeton, NJ • United States

730 Third Avenue Nyc Hub, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mineola NY 03/2015 02/2018
Santander Bank, Na Boston MA 02/2018 03/2025
Santander Securities, Llc Dorchester MA 02/2018 03/2025
Tiaa New York NY 03/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-10
S63 Uniform Securities Agent State Law Examination 2008-07-10
  • S66 Uniform Combined State Law Examination
    2015-04-10
  • S63 Uniform Securities Agent State Law Examination
    2008-07-10
Other Names
  • Efrain Torres, Jr.
  • Efrain Torres
  • Efrain Torres
  • Efrain Torres

View on SEC IAPD

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