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Kenneth J Michin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Greenwich, RI

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
RI RA APPROVED 2014-07-22
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • RI RA
    APPROVED
    Since 2014-07-22

Branch Locations

342 Fry Pond Rd, West Greenwich, RI 02817 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 07/2014 Present
Bank Of America, N.A. Lincoln RI 08/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-07
  • S66 Uniform Combined State Law Examination
    2012-08-07
Other Names
  • Ken J Michin
  • Kenneth Joseph Michin
  • Kenneth J Michin
  • Kenneth J Michin

View on SEC IAPD

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