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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-23 |
| WA | RA | APPROVED | 2023-04-19 |
Branch Locations
5885 Meadows Road Suite 850, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2012 | 02/2023 |
| Northwestern Mutual Investment Services, Llc | Portland | OR | 10/2013 | 02/2023 |
| Northwestern Mutual Wealth Managment Company | Milwaukee | WI | 03/2016 | 02/2023 |
| Massmutual Life Insurance Company | Lake Oswego | OR | 12/2022 | Present |
| Mml Investors Services, Llc | Lake Oswego | OR | 03/2023 | Present |
(1) NAME: WEST LIN YOUTH FOOTBALL INV REL: N ADD: 19363 WILLAMETTE DRIVE PMB 201 WEST LINN OR 97068 NATURE: CITY-BASED FOOTBALL ORGANIZATION FOR YOUTH K-8 POSITION: EQUIPMENT COORDINATOR START DATE: 3/1/2023 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 DUTIES: ATTEND MONTHLY BOARD MEETINGS, INVENTORY EQUIPMENT, DISTRIBUTE AND COLLECT EQUIPMENT TO PLAYERS (2) NAME: RESOLUTE WEALTH ADVISORS INV REL: Y ADD: 5885 SW MEADOWS RD STE 850 LAKE OSWEGO OR 97035 NATURE: LIFE, DI, LTC AND FIXED ANNUITIES INSURANCE POSITION: FINANCIAL SERVICES REPRESENTATIVE START DATE: 3/1/2023 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 0 DUTIES: UTILIZE MULTIPLE BROKERS FOR INSURANCE POLICIES. (3) NAME: PROSPERITY PARK GOAT RANCH, INV REL: N, ADDR: @ RESIDENTIAL NATURE: GOAT FARM, POSITION: OWNER, START DATE: 07/01/2024, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0, DUTIES OWN AND OPERATE A SMALL GOAT FARM. GOATS ARE RENTED TO INDIVIDUALS TO ASSIST IN CLEARING PERSONAL PROPERTY OF VEGETATION. (4) NAME: RESOLUTE WEALTH ADVISORS, INC. INV REL: Y ADD: 5885 MEADOWS RD, SUITE 850, LAKE OSWEGO, OR 97035 NATURE: OWNER OF CORP FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 10/01/2025 NO HRS/MO: 160 NO/HRS MO DUR TRADING: 38 DESCRIBE DUTIES: DAY TO DAY DUTIES AS USUAL AS MY ROLE IN MMO AS A FINANCIAL ADVISOR. (5) NAME: COACH MARK MEEK INV REL: N ADD: 5464 W A ST, WEST LINN, OR 97068 NATURE: SPORTS OFFICIAL POSITION: FRESHMEN HEAD COACH START DATE: 12/01/2025 NO HRS/MO: 40 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: ORGANIZE PRACTICE, COACH, CREATE GAME PLANS, COMMUNICATE TO FAMILIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-14 |
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