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On Investment Management Co CRD 105662
$3.15B regulatory AUM 308 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-18 |
| IL | RA | APPROVED | 2018-03-09 |
| TX | RA | APPROVED_RES | 2018-02-14 |
| MO | RA | APPROVED | 2014-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The O. N. Equity Sales Company | Cincinnati | OH | 04/2014 | Present |
| Ohio National Financial Services | Cincinnati | OH | 04/2014 | Present |
1) JOHN HEAD; NOT INVESTMENT RELATED; 633 Shawdow Rock Drive, Florissant, MO 63031; INSURANCE, EIA; AGENT; START DATE 07/01/2012; HOURS/MONTH 80; HOURS/TRADING 80; LIFE SALES, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES. 2) Online Sales; Not investment related; 633 Shadow Rock Dr, Florissant MO 63031; e-commerce' owner; 01/01/2017; 12 hours/month (0 during securities hours); online sales of collectible items.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-03 |
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