Dustin Mendenhall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 04/2024
  Avantax Planning Partners
  Dubuque, IA
• 04/2024 → Present
  Lpl Financial Llc
  Fishers, IN

Previous Registrations

• 2016-05-20 → 2024-05-02
  Avantax Planning Partners, Inc.
  Indianapolis, IN
  Dubuque, IA
• 2016-01-27 → 2016-07-27
  Southbridge
  Indianapolis, IN
  Marrietta, GA
• 2015-12-18 → 2016-03-21
  Vertical Wealth, Llc
  Indianapolis, IN
• 2012-08-13 → 2014-02-27
  Edward Jones
  Westfield, IN
  Indianapolis, IN
  St Louis, MO

Other Businesses

1) 04/2024 - S.A.M. Investment Group LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Fishers, IN / Start date 12/06/2019 2) 04/2024 - Mendenhall Capital / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 3) 12/12/2024 - Topel Forman Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reproted Business Location(s) - Start Date 01/01/2025 - 240 hours per month/ 8 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-06-01