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Derik Allen Mansfield

Transamerica Retirement Advisors, LLC

Apple Valley, MN

CRD 6045553

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-04-13
  • MN RA
    APPROVED
    Since 2020-04-13

Branch Locations

Apple Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 03/2012 11/2018
Transamerica Investors Securities Corporation St. Paul MN 03/2020 Present
Unemployed Richfield MN 11/2018 08/2019
Farmers New World Life - Independent Contractor Eagan MN 08/2019 03/2020
Transamerica Life Insurance Company St. Paul MN 03/2020 Present
  • 03/2012 → 11/2018
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → Present
    Transamerica Investors Securities Corporation
    St. Paul, MN
  • 11/2018 → 08/2019
    Unemployed
    Richfield, MN
  • 08/2019 → 03/2020
    Farmers New World Life - Independent Contractor
    Eagan, MN
  • 03/2020 → Present
    Transamerica Life Insurance Company
    St. Paul, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-05
S63 Uniform Securities Agent State Law Examination 2012-05-05
  • S65 Uniform Investment Adviser Law Examination
    2020-03-05
  • S63 Uniform Securities Agent State Law Examination
    2012-05-05
Other Names
  • Derik Allen Mansfield
  • Derik Mansfield

View on SEC IAPD

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