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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-15
CA RA APPROVED 2022-06-24
  • TX RA
    APPROVED_RES
    Since 2025-04-15
  • CA RA
    APPROVED
    Since 2022-06-24

Branch Locations

1271 Tavern Road, Alpine, CA 91901 • United States

9558 Wintergardens Blvd, Lakeside, CA 92040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Santee CA 07/2011 06/2022
J.P. Morgan Securities Llc Santee CA 10/2012 06/2022
Jpmorgan Chase Bank, N.A. Lakeside CA 06/2022 Present
J.P. Morgan Securities Llc Lakeside CA 06/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Katie Louise Freeman
  • Kathryn L Freeman
  • Kathryn L Freeman
  • Katie Freeman
  • Kathryn Louise Freeman

View on SEC IAPD

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