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Trung Thua Lam

J.P. Morgan Securities LLC

Santa Clara, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-03
CA RA APPROVED 2014-08-06
  • TX RA
    APPROVED
    Since 2017-10-03
  • CA RA
    APPROVED
    Since 2014-08-06

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Santa Clara CA 09/2011 Present
J.P. Morgan Securities Llc Santa Clara CA 10/2012 Present
Endo Holdings Llc Newark CA 06/2023 04/2025
  • 09/2011 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Santa Clara, CA
  • 06/2023 → 04/2025
    Endo Holdings Llc
    Newark, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-29
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2014-07-29
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Designations
Other Names
  • Trung T Lam

View on SEC IAPD

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