Stephen Richard Waite

Employer firm

Great Valley Advisor Group, LLC CRD 123913

$10.6B regulatory AUM 55 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2022
  Cantella & Co., Inc.
  Boston, MA
• 11/2022 → Present
  Lpl Financial Llc
  Morrisonville, NY

Previous Registrations

• 2017-02-17 → 2022-11-17
  Cantella & Co., Inc.
  Morrisonville, NY
  Malden, MA
  Morrisonville, NY

Other Businesses

1) 10/24/2022 - WAITE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - INV REL - At reported business location(s). 2) 11/22/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date -11/16/2022 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 88% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - 3) 11/30/2022 - Great Valley Advisor Group, Inc. - DBA: Waite Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 11/16/2022 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 88% - I provide investment advisory services through Great Valley Advisor Group, Inc. DBA North Point Advisor Group an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-17