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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-28 |
| TX | RA | APPROVED | 2024-06-28 |
Branch Locations
Winchester, CA • United States
41923 2Nd St Ste 403, Temecula, CA 92590 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Escondido | CA | 06/2013 | 06/2018 |
| Jp Morgan Securities Llc | Escondido | CA | 09/2013 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Temecula | CA | 12/2018 | 06/2024 |
| Unemployed | Winchester | CA | 06/2018 | 12/2018 |
| Bank Of America, N.A. | Temecula | CA | 01/2019 | 06/2024 |
| Ameriprise Financial Services, Llc | Temecula | CA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-06 |
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