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William Fahs

Hsbc Securities (Usa) Inc.

Buffalo, NY

Hamburg, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-10
MT RA APPROVED 2025-10-31
ND RA APPROVED 2025-10-31
VI RA APPROVED 2025-10-30
AK RA APPROVED 2025-10-28
PR RA APPROVED 2025-10-27
NM RA APPROVED 2025-10-24
GA RA APPROVED 2025-10-23
MN RA APPROVED 2025-10-23
NC RA APPROVED 2025-10-23
TX RA APPROVED_RES 2025-10-23
AL RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
IA RA APPROVED 2025-10-22
KS RA APPROVED 2025-10-22
LA RA APPROVED 2025-10-22
ME RA APPROVED 2025-10-22
MD RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
UT RA APPROVED 2025-10-22
NY RA APPROVED 2023-10-26
  • DC RA
    APPROVED
    Since 2025-11-10
  • MT RA
    APPROVED
    Since 2025-10-31
  • ND RA
    APPROVED
    Since 2025-10-31
  • VI RA
    APPROVED
    Since 2025-10-30
  • AK RA
    APPROVED
    Since 2025-10-28
  • PR RA
    APPROVED
    Since 2025-10-27
  • NM RA
    APPROVED
    Since 2025-10-24
  • GA RA
    APPROVED
    Since 2025-10-23
  • MN RA
    APPROVED
    Since 2025-10-23
  • NC RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED_RES
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • IA RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-10-22
  • LA RA
    APPROVED
    Since 2025-10-22
  • ME RA
    APPROVED
    Since 2025-10-22
  • MD RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • UT RA
    APPROVED
    Since 2025-10-22
  • NY RA
    APPROVED
    Since 2023-10-26

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Hamburg, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Snyder NY 11/2017 04/2021
Key Investment Services, Llc Cheekotwaga NY 09/2018 04/2021
Snorac Llc (Enterprise-Rent-A-Car) Rochester NY 07/2013 10/2018
Hsbc Securities (Usa) Inc. Depew NY 05/2021 Present
Hsbc Bank Usa, N.A. Depew NY 04/2021 Present
  • 11/2017 → 04/2021
    Key Bank
    Snyder, NY
  • 09/2018 → 04/2021
    Key Investment Services, Llc
    Cheekotwaga, NY
  • 07/2013 → 10/2018
    Snorac Llc (Enterprise-Rent-A-Car)
    Rochester, NY
  • 05/2021 → Present
    Hsbc Securities (Usa) Inc.
    Depew, NY
  • 04/2021 → Present
    Hsbc Bank Usa, N.A.
    Depew, NY
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
S63 Uniform Securities Agent State Law Examination 2018-12-28
  • S66 Uniform Combined State Law Examination
    2023-10-25
  • S63 Uniform Securities Agent State Law Examination
    2018-12-28
Other Names
  • William Edward Fahs
  • Bill Fahs

View on SEC IAPD

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