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Philip Drews

Wells Fargo Clearing Services, LLC

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-02
TX RA APPROVED 2022-09-02
  • CA RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED
    Since 2022-09-02

Branch Locations

6465 Almaden Expy, San Jose, CA 95120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank San Jose CA 05/2011 09/2022
J.P. Morgan Securities Llc San Jose CA 10/2012 09/2022
Wells Fargo Clearing Services, Llc San Jose CA 09/2022 Present
Previous Registrations
  • 2014-10-01 → 2022-09-03
    J.P. Morgan Securities Llc
    San Jose, CA
    Dallas, TX
    San Jose, CA
    San Jose, CA
    Los Gatos, CA
    Los Gatos, CA
    Los Gatos, CA
    Los Gatos, CA
    Los Gatos, CA
    Los Gatos, CA
    Los Gatos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-30
S63 Uniform Securities Agent State Law Examination 2012-05-22
  • S66 Uniform Combined State Law Examination
    2014-09-30
  • S63 Uniform Securities Agent State Law Examination
    2012-05-22
Other Names
  • Philip B Drews
  • Philip Beau Drews

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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