Josephine Tran

Current Employers

Employment History

• 08/2012 → 09/2018
  Berthel Fisher & Company Financial Services, Inc.
  Glendale, CA
• 01/2017 → 09/2018
  Bfc Planning, Inc.
  Glendale, CA
• 11/2018 → 11/2020
  Tiaa
  Pasadena, CA
• 11/2018 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Pasadena, CA
• 12/2020 → 09/2025
  Self Employed
  Pasadena, CA
• 10/2025 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Pasadena, CA

Previous Registrations

• 2018-12-24 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Pasadena, CA
• 2015-07-17 → 2018-10-01
  Berthel, Fisher & Company Financial Services, Inc.
  Glendale, CA
• 2017-01-23 → 2018-10-01
  Bfc Planning, Inc.
  Glendale, CA
  Cedar Rapids, IA

Other Businesses

(1) ENAGIC WATER POSITION: sales person NATURE: Sells Alkaline water machines INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2014 ADDRESS: Home Address, Pasadena CA 91104, United States DESCRIPTION: If someone wants the machine, I order and have someone set it up at their home. (2) JOSEPHINE TRAN POSITION: landlord NATURE: I am part owner of this apartment and collect rental income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 2728 Crestmoore Place, LA CA 90065, United States DESCRIPTION: collect rents and manage property (3) JOSEPHINE TRAN POSITION: Landlord NATURE: It's an ADU that I own and rent out for rental income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 1103 Wesley Ave, Pasadena CA 91104, United States DESCRIPTION: collect rents and manage property

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-24
• S66 Uniform Combined State Law Examination
  2026-02-06
• S63 Uniform Securities Agent State Law Examination
  2012-10-31

Other Names

• Jospehine Tran
• Josephine Le Tran