Andrew Kirwin

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 09/2016
  Northwestern Mutual Investment Services, Llc
  Manchester, NH
• 03/2012 → 09/2016
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → 09/2016
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 08/2016 → 12/2020
  Penn Mutual Life Insurance Co
  Horsham, PA
• 10/2016 → 12/2020
  Hornor Townsend & Kent Inc
  Horsham, PA
• 11/2020 → 04/2022
  Massmutual Life Insurance Company
  Boston, MA
• 01/2021 → 04/2022
  Mml Investors Services
  Boston, MA
• 04/2022 → 11/2024
  Pruco Securities Llc
  Houston, TX
• 04/2022 → Present
  The Prudential Insurance Company Of America
  Houston, TX
• 11/2024 → Present
  Lpl Enterprise, Llc
  The Woodlands, TX

Previous Registrations

• 2022-04-18 → 2024-11-14
  Pruco Securities, Llc.
  Houston, TX
  The Woodlands, TX
• 2021-06-24 → 2022-04-08
  Mml Investors Services, Llc
  Boston, MA

Other Businesses

1) 09/24/2024 - Andrew Kirwin - No activity, no new sales. I just receive residual income from insurance companies I've placed business with in the past when working for other companies - Non-Variable Insurance Commission Trails - Inv Related - At THE WOODLANDS, TX - Start Date 09/11/2016 - 0hrs/mth - 0hrs/mth During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-30
• S63 Uniform Securities Agent State Law Examination
  2013-09-05

Other Names

• Andrew Robert Kirwin