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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-17
CA RA APPROVED 2012-05-31
  • TX RA
    APPROVED_RES
    Since 2020-12-17
  • CA RA
    APPROVED
    Since 2012-05-31

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Palo Alto, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Jose CA 03/2012 Present
Redpoint Inc Palo Alto CA 02/2002 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2012 → Present
    Morgan Stanley Smith Barney
    San Jose, CA
  • 02/2002 → Present
    Redpoint Inc
    Palo Alto, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

PROPRIETOR, REDPOINT INC, DBA GREAT CLIP FOR HAIR. OWNER OF A FRANCHISE HAIR SALON. BUISNESS ESTABLISH IN APRIL 2003. I DEVOTE APPROXIMATELY 6 HOURS A WEEK OUTSIDE OF TRADING HOURS TO OVERSEE THE SALON MANAGER AND TO HANDLE BOOKKEEPING DUTIES. *486878 - Gay and Reid Horne; Investment related No; Atlanta, Georgia; Loan; Lender(proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-30
  • S66 Uniform Combined State Law Examination
    2012-05-30

View on SEC IAPD

Other Firms

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