Stavros Moforis

Current Employers

Employment History

• 04/2013 → 09/2017
  Principal Life Ins Co
  Plantation, FL
• 04/2013 → 09/2017
  Princor Financial Services Corp
  Plantation, FL
• 04/2013 → Present
  Sentinel Financial
  Plantation, FL
• 06/2013 → 02/2017
  Lifecraft
  Plantation, FL
• 09/2017 → 10/2017
  Regal Investment Advisors, Llc
  Kentwood, MI
• 09/2017 → 10/2017
  Regulus Advisors Llc
  Kentwood, MI
• 10/2017 → Present
  Sagepoint Financial, Inc.
  Cooper City, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Oldsmar, FL

Previous Registrations

• 2017-10-17 → 2023-09-01
  Osaic Services, Inc.
  Oldsmar, FL
  Cooper City, FL
  Fort Lauderdale, FL
• 2017-10-17 → 2017-10-25
  Regal Investment Advisors Llc
  Cooper City, FL
  Kentwood, MI
• 2013-07-10 → 2017-10-10
  Principal Securities, Inc.
  Miramar, FL
  Pembroke Pines, FL
  Pembroke Pines, FL
  Miramar, FL
  Plantation, FL

Other Businesses

1. PETERS TEXACO INC. POSITION: Manager NATURE: S corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1996 ADDRESS: 6200 Hollywood Blvd, Hollywood FL 33021, United States DESCRIPTION: Peters Texaco Inc. Family Business. I manage the property (gas station) and collectcollect rent. 2. USA HOCKEY COACH & REFEREE # 3631295 POSITION: Coach and referee NATURE: 501c3 Junior Hockey Governing Assoc INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 1775 Bob Johnson Rive, Colorodo Springs CO 80906, United States DESCRIPTION: Coach junior recreational hockey presently as a volunteer. I also referee junior hockey games. 3. SENTINEL CASUALTY INSURANCE POSITION: Owner NATURE: This is an insurance agency formed as a C Corporation; INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2010 ADDRESS: 12233 SW 55th Street, Cooper City FL 33330, United States DESCRIPTION: I provide personal and commercial lines property and casualty insurance, in addition Life and Fixed financial products. I have a partner who manages operations and employees, while I promote and direct new business to the agency. I also control the books and financial aspects to the business. I also receive commissions from fixed life and annuity business. We also sell Health and disability products. 4. STAVROS MOFORIS POSITION: owner NATURE: it is a notary i do not use it to make money with public. I use it for Sentinel Casualty Insurance and documents INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/02/2024 ADDRESS: 12212 Twin Branch Acres Rd., Tampa FL 33626, United States DESCRIPTION: i will notarize docs for my property & casualty business

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-06
• S63 Uniform Securities Agent State Law Examination
  2012-11-12