Best Investors Account Sign in

Allison Deette Sweeney

Commonwealth Financial Network

Mountlake Terrace, WA

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-01-17
  • WA RA
    APPROVED
    Since 2024-01-17

Branch Locations

6912 220Th Street Sw Suite 100, Mountlake Terrace, WA 98043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Marysville WA 08/2010 06/2017
J.P. Morgan Securities Llc Marysville WA 10/2012 06/2017
Wells Fargo Bank Na Lynnwood WA 09/2017 02/2021
Wells Fargo Clearing Services Llc Lynnwood WA 10/2017 02/2021
Coastal Community Bank Everett WA 03/2021 02/2022
Elliott Cove Capital Management Seattle WA 04/2021 02/2022
Unemployed Edmonds WA 03/2022 11/2023
Ams Financial Network Mountlake Terrace WA 11/2023 Present
Commonwealth Financial Network Waltham MA 11/2023 Present
  • 08/2010 → 06/2017
    Jp Morgan Chase Bank
    Marysville, WA
  • 10/2012 → 06/2017
    J.P. Morgan Securities Llc
    Marysville, WA
  • 09/2017 → 02/2021
    Wells Fargo Bank Na
    Lynnwood, WA
  • 10/2017 → 02/2021
    Wells Fargo Clearing Services Llc
    Lynnwood, WA
  • 03/2021 → 02/2022
    Coastal Community Bank
    Everett, WA
  • 04/2021 → 02/2022
    Elliott Cove Capital Management
    Seattle, WA
  • 03/2022 → 11/2023
    Unemployed
    Edmonds, WA
  • 11/2023 → Present
    Ams Financial Network
    Mountlake Terrace, WA
  • 11/2023 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-04
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S65 Uniform Investment Adviser Law Examination
    2018-06-04
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Allison Deette Holmes
  • Allison D Sweeney
  • Allison Sweeney
  • Allison D Sweeney
  • Allison Deette Sweeney

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
HARBOUR INVESTMENTS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
EDELMAN FINANCIAL ENGINES
TRANER SMITH WEALTH MANAGEMENT, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

DAVID CHONG LEE
GERARD LLAMAS SUAREZ
Sergio Colon
Robert Douglas Tiegs
Lance David Jacobsen
Chelsea Min Hwangbo
SHINAE KIM
VALERIE NORENE MILLER

Other Offices

EDWARD JONES · MOUNTLAKE TERRACE, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Edmonds, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Edmonds, WA
HARBOUR INVESTMENTS, INC. · Edmonds, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mountlake Terrace, WA
EDWARD JONES · Edmonds, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LYNNWOOD, WA
EDWARD JONES · LYNNWOOD, WA

More in Mountlake Terrace, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor