Allison Deette Sweeney

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 06/2017
  Jp Morgan Chase Bank
  Marysville, WA
• 10/2012 → 06/2017
  J.P. Morgan Securities Llc
  Marysville, WA
• 09/2017 → 02/2021
  Wells Fargo Bank Na
  Lynnwood, WA
• 10/2017 → 02/2021
  Wells Fargo Clearing Services Llc
  Lynnwood, WA
• 03/2021 → 02/2022
  Coastal Community Bank
  Everett, WA
• 04/2021 → 02/2022
  Elliott Cove Capital Management
  Seattle, WA
• 03/2022 → 11/2023
  Unemployed
  Edmonds, WA
• 11/2023 → Present
  Ams Financial Network
  Mountlake Terrace, WA
• 11/2023 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2021-04-30 → 2022-02-23
  Elliott Cove Capital Management
  Edmonds, WA
  Seattle, WA
• 2018-06-04 → 2021-02-22
  Wells Fargo Clearing Services, Llc
  Lynnwood, WA
  Seattle, WA
  Shoreline, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-04
• S63 Uniform Securities Agent State Law Examination
  2012-05-21

Other Names

• Allison Deette Holmes
• Allison D Sweeney
• Allison Sweeney
• Allison D Sweeney
• Allison Deette Sweeney