Andrew Carl Amys

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Duluth, MN
• 11/2016 → 05/2023
  Wells Fargo Clearing Services, Llc
  Duluth, MN
• 05/2023 → Present
  Lpl
  Duluth, MN
• 05/2023 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2013-12-17 → 2023-05-17
  Wells Fargo Clearing Services, Llc
  Duluth, MN
  Thief River Falls, MN
  Duluth, MN
  Duluth, MN
  Duluth, MN

Other Businesses

1) 04/06/2023- Sugar on Top Bakery, LLC- Business Entity For Tax/Investment Purposes Only- co-owner- Non-Inv. Related- 5366 S. Forest Rd. South Range, WI 54874- 0hrs 2) 04/06/2023- Marline & Associates Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 5/4/2023- 160hrs/mth 3) 0503/2023- Berg Park Holdings, LLC- Business Entity For Tax/Investment Purposes Only- Owner- 5355 S. Forrest Rd. South Range, WI 54874- 0hrs 4) 05/11/2023 - Independent Advisor Alliance (IAA) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 05/04/2023 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/11/2023 - Marline & Associates Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 05/04/2023 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 04/16/2024 - No Business Name - Non-Inv Related - Greater Duluth, MN/ Superior, WI region - Other - Youth Baseball Umpire - Started: 3/1/2024 - 10 Hrs/Mo; 0 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-17
• S63 Uniform Securities Agent State Law Examination
  2012-05-10