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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| MN | RA | APPROVED | 2013-11-13 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bloomington | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bloomington | MN | 11/2016 | Present |
EJS REAL ESTATE HOLDINGS LLC, INV RELATED, LAKEVILLE, MN, 100% OWNERSHIP WITH SPOUSE, START 4/23/2018, .25 HOURS PER MONTH, ZERO DURING TRADING, MONITORING PROPERTY MANAGER. RENTAL PROPERTY, INVT RELATED, INDIAN ROCKS BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START 3/31/2017, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD. NO DUTIES. LAKEVILLE SOUTH FOOTBALL ASSOCIATION, INV RELATED, LAKEVILLE, MN, TREASURER, START 2/1/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, PAYING BILLS, COLLECTING AND DEPOSITING MONEY FROM EVENTS. EAST BALSAM LAKE CONDO ASSOCIATION; INV RELATED; BALSAM LAKE, WI; HOA ; TREASURER; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-14 |
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