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Adam Miller

J.P. Morgan Securities LLC

Lantana, TX

CRD 6043818

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-10
WA RA APPROVED 2021-08-17
  • TX RA
    APPROVED
    Since 2023-01-10
  • WA RA
    APPROVED
    Since 2021-08-17

Branch Locations

3014 Fm 407 E, Lantana, TX 76226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lantana TX 04/2021 Present
Jpmorgan Chase Bank, N.A. Lantana TX 04/2021 Present
J.P. Morgan Chase Bank, N.A. Lynwood WA 12/2013 03/2021
  • 04/2021 → Present
    J.P. Morgan Securities Llc
    Lantana, TX
  • 04/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Lantana, TX
  • 12/2013 → 03/2021
    J.P. Morgan Chase Bank, N.A.
    Lynwood, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-18
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2021-06-18
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Adam C Miller
  • Adam Christian Miller

View on SEC IAPD

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