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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-02-06 |
| NY | RA | APPROVED | 2023-02-28 |
| MN | RA | APPROVED | 2022-06-06 |
| ME | RA | APPROVED | 2022-03-07 |
| FL | RA | APPROVED | 2022-02-18 |
| MO | RA | APPROVED | 2021-11-10 |
| NC | RA | APPROVED | 2021-11-09 |
| IA | RA | APPROVED | 2021-09-16 |
| AL | RA | APPROVED | 2021-08-09 |
| NJ | RA | APPROVED | 2021-04-08 |
| WA | RA | APPROVED | 2021-02-19 |
| SC | RA | APPROVED | 2021-01-06 |
| WY | RA | APPROVED | 2021-01-06 |
| CA | RA | APPROVED | 2020-08-07 |
| TX | RA | APPROVED | 2020-03-04 |
| IL | RA | APPROVED | 2019-07-25 |
| CO | RA | APPROVED | 2019-01-08 |
| NE | RA | APPROVED | 2018-10-16 |
| GA | RA | APPROVED | 2018-08-20 |
Branch Locations
Signal Mountain, TN • United States
3525 Piedmont Road Ne Bldg 5, Suite 435, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Atlanta | GA | 10/2011 | 03/2017 |
| Mutual Of Omaha Investor Services, Inc | Omaha | NE | 04/2012 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Atlanta | GA | 04/2017 | 08/2018 |
| Mml Investors Services, Llc | Atlanta | GA | 05/2017 | 08/2018 |
| Guardian Life Insurance Company | Charlotte | NC | 08/2018 | 10/2018 |
| Park Avenue Securities | Charlotte | NC | 08/2018 | 10/2018 |
| Guardian Life Insurance | Atlanta | GA | 10/2018 | Present |
| Park Avenue Securities | Atlanta | GA | 09/2018 | Present |
| Guardian Life Insurance Company | Asheville | NC | 08/2022 | 11/2025 |
| Park Avenue Securities | Asheville | NC | 08/2022 | 11/2025 |
| Guardian Life Insurance Company | Signal Mountain | TN | 11/2025 | Present |
| Park Avenue Securities | Signal Mountain | TN | 11/2025 | Present |
1. Pterodactyl Farm, Start Date: 06/11/2016, Address: 1070 Miller Rd Signal Mountain, TN 37377, 5 total hours per month; 0 during securities trading, Not Investment Related, Less than 10% Annual Compensation, 2. Board Member for Hambidge Center, Start Date: 12/1/2024, Nature: Offers residency and workshops from visual arts, crafts, and writing, to music, movement, and the culinary arts. Address: 105 Hambidge Ct, Rabun Gap, GA 30568, Duties: Board Member-Attend meetings. Assist with setting up events, 2 total hours per month; 1 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-14 |
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