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Keri Ann Nuzzi

Neuberger Berman Bd LLC

Malverne, NY

New York, NY

CRD 6043593

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-02
  • NY RA
    APPROVED
    Since 2021-06-02

Branch Locations

Malverne, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason & Co Llc Stamford CT 10/2011 12/2017
Legg Mason Investor Services Llc Stamford CT 01/2012 04/2021
Qs Investsors New York NY 12/2017 04/2021
Neuberger Berman New York NY 05/2021 Present
  • 10/2011 → 12/2017
    Legg Mason & Co Llc
    Stamford, CT
  • 01/2012 → 04/2021
    Legg Mason Investor Services Llc
    Stamford, CT
  • 12/2017 → 04/2021
    Qs Investsors
    New York, NY
  • 05/2021 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-10-11
  • S63 Uniform Securities Agent State Law Examination
    2012-10-11
Designations
  • Chartered Financial Analyst
Other Names
  • Kerry Ann Nuzzi

View on SEC IAPD

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