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Upper Marlboro, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-01-16 |
| MD | RA | APPROVED | 2025-01-16 |
| TX | RA | APPROVED_RES | 2022-01-03 |
| VA | RA | APPROVED | 2021-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris And Harris Wealth Management Group, Llc | Upper Marlboro | MD | 02/2009 | Present |
1. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month 2. Author / Public Speaker; Investment related; 17541 Eleanor Lane, Upper Marlboro, MD 20774; Approximately 10% of time during the month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-12 |
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