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Current Employers
Harris And Harris Wealth Management Group, Llc

Upper Marlboro, MD • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-16
MD RA APPROVED 2025-01-16
TX RA APPROVED_RES 2022-01-03
VA RA APPROVED 2021-07-29
  • DC RA
    APPROVED
    Since 2025-01-16
  • MD RA
    APPROVED
    Since 2025-01-16
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • VA RA
    APPROVED
    Since 2021-07-29

Branch Locations

Upper Marlboro, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris And Harris Wealth Management Group, Llc Upper Marlboro MD 02/2009 Present
Previous Registrations
Other Businesses

1. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month 2. Author / Public Speaker; Investment related; 17541 Eleanor Lane, Upper Marlboro, MD 20774; Approximately 10% of time during the month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-17
S63 Uniform Securities Agent State Law Examination 2000-07-12
  • S65 Uniform Investment Adviser Law Examination
    2006-10-17
  • S63 Uniform Securities Agent State Law Examination
    2000-07-12
Designations
Other Names
  • Zaneilia Arnicia Smith

View on SEC IAPD

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