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Katherine Garcin

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-03
  • TX RA
    APPROVED
    Since 2019-01-03

Branch Locations

8111 Preston Road Suite #230, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Dallas TX 09/2016 02/2019
J.P. Morgan Securities Llc Dallas TX 09/2016 Present
Geometree, Llc (Geometreehouse/Etsy.COm) Dallas TX 05/2018 10/2021
Jpmorgan Chase Bank, N.A. Dallas TX 03/2019 Present
  • 09/2016 → 02/2019
    Jpmorgan Chase Bank
    Dallas, TX
  • 09/2016 → Present
    J.P. Morgan Securities Llc
    Dallas, TX
  • 05/2018 → 10/2021
    Geometree, Llc (Geometreehouse/Etsy.COm)
    Dallas, TX
  • 03/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-28
S63 Uniform Securities Agent State Law Examination 2016-11-02
  • S66 Uniform Combined State Law Examination
    2018-12-28
  • S63 Uniform Securities Agent State Law Examination
    2016-11-02
Other Names
  • Katie Garcin
  • Katherine Garcin
  • Katherine Garcin
  • Katie Garcin
  • Katherine Garcin
  • Katherine Garcin
  • Katherine Rappuhn Garcin

View on SEC IAPD

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