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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-09-26 |
Branch Locations
100 North Cherry Street Suite 500, Winston-Salem, NC 27101 • United States
Winston-Salem, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Winston-Salem | NC | 07/2009 | Present |
| Mml Investors Services | Winston-Salem | NC | 03/2012 | Present |
1) NAME: STEVEN H. DAVIS INV REL: Y ADD: 100 N CHERRY STREET WINSTON-SALEM NC 27101 NATURE: LIFE, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 1/5/2015 NO HRS/MO: 3 NO HRS/MO TRADING TIME: 3 2) NAME: CROOKED CREEK TIMBER FARM, LLC INV REL: N ADD: 2326 ROBINHOOD RD, WINSTON-SALEM NC 27104 NATURE: LLC OWNS RAW LAND POSITION: OWNER START DATE: 04/11/2018 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: THERE ARE NO ONGOING ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-19 |
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