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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-30 |
Branch Locations
200 E Basse Rd, San Antonio, TX 78209 • United States
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | San Antonio | TX | 12/2010 | 02/2017 |
| Jpmorgan Securities Llc | San Antonio | TX | 10/2012 | 02/2017 |
| Morgan Stanley | San Antonio | TX | 02/2017 | 10/2023 |
| Morgan Stanley Private Bank, Na | San Antonio | TX | 05/2017 | 10/2023 |
| Jpmorgan Chase Bank Na | San Antonio | TX | 10/2023 | Present |
| Jpmorgan Securities Llc | San Antonio | TX | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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