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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-02
  • NY RA
    APPROVED
    Since 2021-08-02

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

11 Division Street, Amsterdam, NY 12010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Queensbury NY 05/2008 02/2022
Key Investment Services Llc Albany NY 03/2012 08/2021
Key Investment Services Llc Brooklyn OH 08/2021 02/2022
Key Investment Services Llc Brooklyn OH 02/2022 Present
Other Businesses

SCANLAN FAMILY IRREVOCABLE TRUST; NATURE: IRREVOCABLE FAMILY TRUST; INVESTMENT RELATED: No; NUMBER OF HOURS: 0; SECURITIES TRADING HOURS: 0; START DATE: 03/01/2016; ADDRESS: 30 SCOFIELD RD, LAKE LUZERNE NY 12846, United States; DESCRIPTION: TRUSTEE OF FAMILY IRREVOCABLE TRUST, LIMITED ACTIVITY AND DUTIES AT THE PRESENT TIME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-30
S63 Uniform Securities Agent State Law Examination 2012-05-04
  • S66 Uniform Combined State Law Examination
    2021-07-30
  • S63 Uniform Securities Agent State Law Examination
    2012-05-04

View on SEC IAPD

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