Jeffrey Forbes Smith

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 07/2020
  Jp Morgan Chase
  New York, NY
• 10/2012 → 01/2018
  J.P. Morgan Securities Llc
  New York, NY
• 01/2018 → 07/2020
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 07/2020 → 07/2022
  Merrill Lynch
  Denver, CO
• 08/2020 → 07/2022
  Bank Of America, N.A.
  Denver, CO
• 07/2022 → 06/2025
  Lpl Financial Llc
  Centennial, CO
• 07/2020 → 10/2024
  Householder Group Estate And Retirement Specialists, Llc
  Centennial, CO
• 11/2024 → Present
  Wealth Enhancement Group
  Centennial, CO
• 11/2024 → Present
  Wealth Enhancement Advisory Services
  Centennial, CO
• 11/2024 → Present
  Wealth Enhancement Brokerage Services
  Centennial, CO

Previous Registrations

• 2022-07-22 → 2024-11-01
  Householder Group Estate & Retirement Specialists
  Scottsdale, AZ
  Centennial, CO
• 2020-07-22 → 2022-07-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 2017-11-08 → 2020-07-31
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

ECA Marketing Inc. - Not Investment Related - 7800 Equitable Drive, Ste 200 Eden Prairie, MN 55344 - Non-Variable Insurance - Start Date: 08/10/2022 - 2 Hours Per Month/0 Hours During Securities Trading. SBG & ECA Marketing Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/14/2022 - 0 Hours Per Month/0 Hours During Securities Trading White Glove 567 - Other - Educational - Financial Advisor - Not Investment Related - Miller Activity Complex -1375 West Plum Creek Parkway, Castle Rock, CO, 80109 - Start Date 08/23/2023 - 4 Hours Per Month/ 2 Hours During Trading Wealth Enhancement Advisory Services- Registered Investment Advisor Hybrid- I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group - Investment Related - Non-Variable Insurance - At reported Business Location - Start date:04/01/2025 - 0 Hours Per Month- 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2017-11-03
• S63 Uniform Securities Agent State Law Examination
  2012-06-22

Other Names

• Jeffrey F. Smith
• Jeffrey Smith
• Jeffrey Forbes Smith
• Jeff Smith