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Kenneth J Koch

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hingham, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-07
CT RA APPROVED 2022-09-28
  • TX RA
    APPROVED_RES
    Since 2022-11-07
  • CT RA
    APPROVED
    Since 2022-09-28

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boston MA 01/2016 08/2019
Morgan Stanley Private Bank, National Association New York NY 01/2016 08/2019
Massmutual Quincy MA 09/2019 07/2020
Mml Investors Services Quincy MA 09/2019 08/2020
E*Trade Securities Llc Boston MA 08/2020 08/2022
E*Trade Capital Management Llc Boston MA 08/2020 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hingham MA 08/2022 Present
Bank Of America, N.A. Hingham MA 10/2022 Present
  • 01/2016 → 08/2019
    Morgan Stanley Smith Barney Llc
    Boston, MA
  • 01/2016 → 08/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2019 → 07/2020
    Massmutual
    Quincy, MA
  • 09/2019 → 08/2020
    Mml Investors Services
    Quincy, MA
  • 08/2020 → 08/2022
    E*Trade Securities Llc
    Boston, MA
  • 08/2020 → 08/2022
    E*Trade Capital Management Llc
    Boston, MA
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hingham, MA
  • 10/2022 → Present
    Bank Of America, N.A.
    Hingham, MA
Previous Registrations
  • 2020-08-11 → 2022-08-26
    Harrisdirect Llc
    Arlington, VA
    Boston, MA
    Boston, MA
  • 2016-02-24 → 2019-08-30
    Morgan Stanley
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-24
S63 Uniform Securities Agent State Law Examination 2013-07-06
  • S66 Uniform Combined State Law Examination
    2016-02-24
  • S63 Uniform Securities Agent State Law Examination
    2013-07-06
Other Names
  • Kenneth Koch
  • Kenneth Koch
  • Kenneth J Koch
  • Kenneth J Koch Jr
  • Kenneth J Koch

View on SEC IAPD

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Bryan K Turner
Daniel David Le
Christopher E Fahey
Andrew DAMIEN Burns
DAVID G CAPELLE

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA
GORMAN FINANCIAL MANAGEMENT · HINGHAM, MA

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