Joel Aaron Newburn

Current Employers

Employment History

• 07/2016 → Present
  Lpl Financial, Llc
  Hot Springs, AR
• 08/2016 → 09/2022
  Genwealth Financial Advisors, Llc
  Hot Springs, AR
• 09/2022 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2016-11-08 → 2022-12-14
  Genwealth Financial Advisors, Llc
  Bryant, AR
  Bryant, AR

Other Businesses

(1) 08/02/2016: Genwealth Financial Advisors - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 08/02/2016 - 160 Hr/Mo; 8 Hours During Securities Trading; 75% Time Spent. (2) 12/07/2016 - GenWealth Financial Advisors LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/29/2016 - 20 Hours Per Month/ During Trading - I provide financial planning and consulting services through GenWealth Financial Advisors LLC, an independent investment advisor firm. I started this business activity in Dec, 2016. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (3) 2/27/2017: GenWealth Insurance Services LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Agent - Started 02/17/2017 - 10 Hours Per Month During Securities Trading - Fixed insurance. (4) 3/2/2017: AdvisorOnline (powered by GenWealth) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 5 Hours Per Month During Securities Trading. (5) 10/12/2022 - Blackbridge Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading (6) 10/14/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 10/14/2022 - Independent Advisor Alliance, mark LLC - DBA: GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading (8) 11/22/2024 - Broker's Edge - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/20/2024 - 2 Hours Per Month/ During Trading 9) 01/03/2025 - Sage Insurance Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:12/26/2024 - 4 Hrs/Mth - 4 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-24
• S63 Uniform Securities Agent State Law Examination
  2012-05-18