Richard Mark Tyroler

Current Employers

Employment History

• 03/2016 → Present
  Lpl Financial Llc
  Boca Raton, FL
• 03/2016 → 04/2022
  Gaines Financial Group, Inc. Dba Swan Wealth Management Group
  Boca Raton, FL

Previous Registrations

• 2016-04-15 → 2022-05-10
  Gaines Financial Group
  Boca Raton, FL
• 2011-05-02 → 2016-04-01
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 2009-06-01 → 2011-05-05
  Morgan Stanley
  Boca Raton, FL
• 2007-07-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Boca Raton, FL
  Plantation, FL
  Coral Springs, FL
• 2005-10-11 → 2007-08-21
  Ubs Financial Services Inc.
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1. 2/21/2017: SWAN Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/18/2016 - 200 Hours Per Month/40 Hours During Securities Trading. 2. 7/27/2020 - The Pinnacle Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/24/2020 - 8 Hours Per Month/1 Hours During Securities Trading. 3. 04/25/2022 - Great Valley Advisor Group Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/08/2022 - 160 Hours Per Month/ 6 Hours During Securities Trading Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-07
• S63 Uniform Securities Agent State Law Examination
  2002-07-31